Broker Check


  1. Data gathering and discussion of client’s unique personal objectives.
  2. Rough draft meeting- simply put, are the numbers correct and have we accurately quantified your objectives and aspirations.
  3. *Plan recommendation delivery- You will see your present position accurately. In this second meeting we show you some potential of long term outcomes. The first, represents continuing your current course, the second, shows you an alternate course that includes **implementing your financial plan.
  4. You have seen your current outlook and how our recommendation alters these outcomes. Now it is your time to decide how we will move forward.
  5. ***Annual Review- All financial planning software is simply math. Life and money will not operate by mathematical rules. It is critical that we review your current life circumstances each year to ensure we reach fruition of your ever changing aspirations.

*Plan recommendation delivery - The producer’s relationship with the client during post-plan delivery is as a registered representative and not as a fee-based financial planner.
**Implementation - The client is free to implement the plan recommendations with whomever he/she chooses.
***Annual review - Periodic reviews or updates require a new agreement and may be subject to additional fees